2024 Speakers

See some of the industry regulators and compliance experts who presented at ComplyConnect Conference & Expo 2024.

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Keynote Speakers

 
M. Owen Donley III
M. Owen Donley III

Chief Counsel,
Office of Investor Education and Advocacy
U.S. Securities & Exchange Commission

Marshall Gandy
Marshall Gandy

Investment Adviser/Investment Company Program Director
U.S. Securities & Exchange Commission

 

All Speakers

Karen Aavik
Karen Aavik

Flagstar Bank

Karen Barr
Karen Barr

Investment Adviser Association

Jeff Blumberg
Jeff Blumberg

Faegre Drinker Biddie & Reath LLP

Michael Cocanower
Michael Cocanower

AdviserCyber

Mario Chilin
Mario Chilin

EP Wealth Advisors

Tom Coonan
Tom Coonan

COMPLY

Jodie Crotteau
Jodie Crotteau

Harris Associates

Mederic Daigneault
Mederic Daigneault

COMPLY

Jerry Danielson
Jerry Danielson

Osaic

Matt Deatherage
Matt Deatherage

CIPM

Karen DeFreitas
Karen DeFreitas

Moelis & Company LLC

Nicole Del Rosario
Nicole Del Rosario

COMPLY

Lance Dial
Lance Dial

K&L Gates LLP

Jonathan Evans
Jonathan Evans

Smarsh

Stuart Evans
Stuart Evans

The Mather Group

Jessica Freckleton
Jessica Freckleton

COMPLY

Matt Fitzgerald
Matt Fitzgerald

PGIM Fixed Income

Jonte Harrell
Jonté Harrell

ZenLedger

Kelly Igoe
Kelly Igoe

COMPLY

Travis J. Iles
Travis J. Iles

Texas State Securities Board

Helen Johnson
Helen Johnson

COMPLY

Richard Kerr
Richard Kerr

K&L Gates

Elizabeth M. Knoblock
Elizabeth M. Knoblock

Elizabeth M. Knoblock

Debbie Konieczny
Debbie Konieczny

Capital Advisors, Inc.

David Lui
David Lui

Modern Compliance Vol. 1 & 2

Ish Manzanares
Ish Manzanares

COMPLY

Max Mejiborsky
Max Mejiborsky

COMPLY

Marilyn Miles
Marilyn Miles

COMPLY

Parham Nasseri
Parham Nasseri

InvesterCOM Inc.

Franck Noel
Franck Noel

Amazon

Cristi Ochoa
Cristi Ochoa

Texas State Securities Board

Karen Quill
Karen Quill

COMPLY

Ben Schreiner
Ben Schreiner

Amazon

Corrie Scoby
Corrie Scoby

COMPLY

David Solander
David Solander

DLA Piper

Rob Stirling
Rob Stirling

COMPLY

Amber Tatman
Amber Tatman

COMPLY

John Van Der Wal
John Van Der Wal

COMPLY

John Walsh
John Walsh

Eversheds Sutherland (US) LLP

James Warren
James Warren

Travelers

Craig Watanabe
Craig Watanabe

DFPG Investments, LLC

Michael Yaeger
Michael Yaeger

Carlton Fields