Keynote Speakers

M. Owen Donley III
Chief Counsel, Office of Investor Education and Advocacy
U.S. Securities & Exchange Commission

Gurbir S. Grewel
Director of Enforcement
U.S. Securities & Exchange Commission
See some of the industry regulators and compliance experts who presented at ComplyConnect Conference & Expo 2022.
Learn moreChief Counsel, Office of Investor Education and Advocacy
U.S. Securities & Exchange Commission
Director of Enforcement
U.S. Securities & Exchange Commission
Flagstar Bank
COMPLY
Thompson Hine LLP
Faegre Drinker Biddie & Reath LLP
ItSynergy
EP Wealth Advisors
COMPLY
Smarsh
Carlton Fields
Moelis & Company LLC
PitchBook
PGIM Fixed Income
COMPLY
COMPLY
COMPLY
Elizabeth M. Knoblock
Investment Adviser Association
COMPLY
Modern Compliance Vol. 1 & 2
COMPLY
COMPLY
COMPLY
CORIENT
InvesterCOM Inc.
DFPG Investments, LLC
COMPLY
Stradley Ronon Stevens & Young LLP
COMPLY
MMA Securities
Vedder Price P.C.
Retired COMPLY Executive Assistant
COMPLY
COMPLY
Eversheds Sutherland (US) LLP
Travelers
DFPG Investments, LLC