Keynote Speakers
M. Owen Donley III
Chief Counsel, Office of Investor Education and Advocacy
U.S. Securities & Exchange Commission
Gurbir S. Grewel
Director of Enforcement
U.S. Securities & Exchange Commission
2022 Speakers
See some of the industry regulators and compliance experts who presented at ComplyConnect Conference & Expo 2022.
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All Speakers
Karen Aavik
Flagstar Bank
Jessica Alvarez
COMPLY
Cassandra Borchers
Thompson Hine LLP
Jeff Blumberg
Faegre Drinker Biddie & Reath LLP
Michael Cocanower
ItSynergy
Mario Chilin
EP Wealth Advisors
Tom Coonan
COMPLY
Robert Cruz
Smarsh
Mederic Daigneault
Carlton Fields
Karen DeFreitas
Moelis & Company LLC
Annemarie Donegan
PitchBook
Matt Fitzgerald
PGIM Fixed Income
Ann Hauerland
COMPLY
Kelly Igoe
COMPLY
Helen Johnson
COMPLY
Elizabeth M. Knoblock
Elizabeth M. Knoblock
Sanjay Lamba
Investment Adviser Association
Will Littrell
COMPLY
David Lui
Modern Compliance Vol. 1 & 2
Ish Manzanares
COMPLY
Max Mejiborsky
COMPLY
Hovig Melkonian
COMPLY
Larry Nakamura
CORIENT
Parham Nasseri
InvesterCOM Inc.
Janice Powell
DFPG Investments, LLC
Nicole Del Rosario
COMPLY
Larry Stadulis
Stradley Ronon Stevens & Young LLP
Amber Tatman
COMPLY
Kevin Turton
MMA Securities
Nathaniel Segal
Vedder Price P.C.
Rob Stirling
Retired COMPLY Executive Assistant
John Van Der Wal
COMPLY
Jason Vinsonhaler
COMPLY
John Walsh
Eversheds Sutherland (US) LLP
James Warren
Travelers
Craig Watanabe
DFPG Investments, LLC