See some of the industry regulators and compliance experts who presented at ComplyConnect Conference & Expo 2022.
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Director, Division of Examinations
United States Securities
and Exchange Commission (SEC)
Commander of U.S. Special Operations Command (2011-2014); Commander of U.S. Joint Special Operations Command (2008-2011); Commander of U.S. Special Operations Command Europe and Director of NATO Special Operations Forces Coordination Centre (2006-2008)
Director of Data Privacy
Bank OZK
Chief Compliance & Risk Officer
Rethink Capital Parters
Partner
Haynes and Boone, LLP
Director of Regulation and Compliance
Chainalysis, Inc.
AGC Compliance
Integrity Marketing Group LLC
Partner
Faegre Drinker Biddle & Reath LLP
Consultant
NRS, a ComplySci Company
Partner
Thomson Hine LLP
CEO
itSynergy
CCO
EP Wealth Advisors
Consultant
NRS, a ComplySci Company
Senior Director,
Consulting Operations
NRS, a ComplySci Company
Vice President, Compliance
Moelis & Company
Chief Compliance Officer
PGIM Fixed Income
Partner, Investment Funds
Kirkland & Ellis LLP
Chief Regulatory Services Officer
NRS, a ComplySci Company
Associate General Counsel
Investment Adviser Association
Head of Registration
& Regulatory Affairs
RIA in a Box
Director of Compliance
RIA in a Box
Chief Technology Officer
ComplySci
Chief Executive Officer
ComplySci
Chief Product Officer
ComplySci
Managing Member
Elizabeth M. Knoblock, PLLC
SVP, Product
RIA in a Box
Co-Editor
Modern Compliance Vol. 1 & 2
Chief Customer Officer
ComplySci
Regulatory Advisor
Smarsh
Director of Product
Entreda
Senior Director, Consulting
NRS, a ComplySci Company
Consultant
NRS, a ComplySci Company
Consultant
RIA in a Box
Vice President,
Consulting and Education
NRS, a ComplySci Company
CEO/Founder
ESGTree
VP, Product & Regulatory Strategy
InvestorCom
Shareholder
Carlton Fields
Chief Executive Officer
Red Oak Compliance Solutions
Shareholder
Becker & Poliakoff
Expert Columnist, Compliance & Regulatory Affairs
Wealth Solutions Report
Senior Reporter
InvestmentNews
Partner
Stradley Ronon Stevens
& Young LLP
Consultant
NRS, a ComplySci Company
Senior Consultant
NRS, a ComplySci Company
Senior Solutions Engineer
Smarsh
Chief Compliance Officer
Garden State Securities
Consultant
NRS, a ComplySci Company
Consultant
RIA in a Box
Business Development Lead
Gemini
Partner
Eversheds Sutherland (US) LLP
Director of IA Compliance
DFPG Investments, LLC
Partner
King and Spalding