2022 Speakers

See some of the industry regulators and compliance experts who presented at ComplyConnect Conference & Expo 2022.

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Keynote Speakers

 
Richard R. Best
Richard R. Best

Director, Division of Examinations
United States Securities
and Exchange Commission (SEC)

Adm. Willam H. McRaven, USN (Ret.)
Adm. William H. McRaven, USN (Ret.)

Commander of U.S. Special Operations Command (2011-2014); Commander of U.S. Joint Special Operations Command (2008-2011); Commander of U.S. Special Operations Command Europe and Director of NATO Special Operations Forces Coordination Centre (2006-2008)

 

All Speakers

Karen Aavik
Karen Aavik

Director of Data Privacy
Bank OZK

Tracy Abbott
Tracy Abbott

Chief Compliance & Risk Officer
Rethink Capital Parters

Kit Addleman
Kit Addleman

Partner
Haynes and Boone, LLP

Caitlin Barnett
Caitlin Barnett

Director of Regulation and Compliance
Chainalysis, Inc.

Christine Benefield
Christine Benefield

AGC Compliance
Integrity Marketing Group LLC

Jeff Blumberg
Jeff Blumberg

Partner
Faegre Drinker Biddle & Reath LLP

Courtney Bowling
Courtney Bowling

Consultant
NRS, a ComplySci Company

Cassandra Borchers
Cassandra Borchers

Partner
Thomson Hine LLP

Michael Cocanower
Michael Cocanower

CEO
itSynergy

Mario Chilin
Mario Chilin

CCO
EP Wealth Advisors

Tom Coonan
Tom Coonan

Consultant
NRS, a ComplySci Company

Mederic Daigneault
Mederic Daigneault

Senior Director,
Consulting Operations
NRS, a ComplySci Company

Karen DeFreitas
Karen DeFreitas

Vice President, Compliance
Moelis & Company

Matt Fitzgerald
Matt Fitzgerald

Chief Compliance Officer
PGIM Fixed Income

Marian Fowler
Marian Fowler

Partner, Investment Funds
Kirkland & Ellis LLP

John Gebauer
John Gebauer

Chief Regulatory Services Officer
NRS, a ComplySci Company

Laura Grossman
Laura Grossman

Associate General Counsel
Investment Adviser Association

Ann Hauerland
Ann Hauerland

Head of Registration
& Regulatory Affairs
RIA in a Box

Kelly Igoe
Kelly Igoe

Director of Compliance
RIA in a Box

Helen Johnson
Helen Johnson

Chief Technology Officer
ComplySci

Amy Kadomatsu
Amy Kadomatsu

Chief Executive Officer
ComplySci

Rob Keller
Rob Keller

Chief Product Officer
ComplySci

Elizabeth Knoblock
Elizabeth Knoblock

Managing Member
Elizabeth M. Knoblock, PLLC

Michael Lubansky
Michael Lubansky

SVP, Product
RIA in a Box

David Lui
David Lui

Co-Editor
Modern Compliance Vol. 1 & 2

Bill Mahoney
Bill Mahoney

Chief Customer Officer
ComplySci

Tiffany Magri
Tiffany Magri

Regulatory Advisor
Smarsh

Rishi Malik
Rishi Malik

Director of Product
Entreda

Ish Manzanares
Ish Manzanares

Senior Director, Consulting
NRS, a ComplySci Company

Max Mejiborsky
Max Mejiborsky

Consultant
NRS, a ComplySci Company

Hovig Melkonian
Hovig Melkonian

Consultant
RIA in a Box

Marilyn Miles
Marilyn Miles

Vice President,
Consulting and Education
NRS, a ComplySci Company

Majid Mirza
Majid Mirza

CEO/Founder
ESGTree

Parham Nasseri
Parham Nasseri

VP, Product & Regulatory Strategy
InvestorCom

Dennis J. Olle
Dennis J. Olle

Shareholder
Carlton Fields

Stephen Pope
Stephen Pope

Chief Executive Officer
Red Oak Compliance Solutions

Robert Rabinowitz
Robert Rabinowitz

Shareholder
Becker & Poliakoff

Sander Ressler
Sander Ressler

Expert Columnist, Compliance & Regulatory Affairs
Wealth Solutions Report

Mark Schoeff
Mark Schoeff

Senior Reporter
InvestmentNews

Larry Stadulis
Larry Stadulis

Partner
Stradley Ronon Stevens
& Young LLP

Rob Stirling
Rob Stirling

Consultant
NRS, a ComplySci Company

Amber Tatman
Amber Tatman

Senior Consultant
NRS, a ComplySci Company

Gary Tullier
Gary Tullier

Senior Solutions Engineer
Smarsh

Steve Trigili
Steve Trigili, MBA, CAMS

Chief Compliance Officer
Garden State Securities

John Van Der Wal
John Van Der Wal

Consultant
NRS, a ComplySci Company

Jason Vinsonhaler
Jason Vinsonhaler

Consultant
RIA in a Box

Matthew Wahl
Matthew Wahl

Business Development Lead
Gemini

John Walsh
John Walsh

Partner
Eversheds Sutherland (US) LLP

Craig Watanabe
Craig Watanabe

Director of IA Compliance
DFPG Investments, LLC

Michael J. Watling
Michael J. Watling

Partner
King and Spalding