See some of the industry regulators and compliance experts who will present at ComplyConnect Conference & Expo 2022.
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Director, Division of Examinations
United States Securities
and Exchange Commission (SEC)
Commander of U.S. Special Operations Command (2011-2014); Commander of U.S. Joint Special Operations Command (2008-2011); Commander of U.S. Special Operations Command Europe and Director of NATO Special Operations Forces Coordination Centre (2006-2008)
Director of Data Privacy
Bank OZK
Partner
Faegre Drinker Biddle & Reath LLP
Consultant
NRS, a ComplySci Company
Partner
Thomson Hine LLP
CCO
EP Wealth Advisors
Consultant
NRS, a ComplySci Company
Senior Director,
Consulting Operations
NRS, a ComplySci Company
Chief Compliance Officer
PGIM Fixed Income
Chief Regulatory Services Officer
NRS, a ComplySci Company
Associate General Counsel
Investment Adviser Association
Head of Registration
& Regulatory Affairs
RIA in a Box
Director of Compliance
RIA in a Box
Chief Executive Officer
ComplySci
Chief Product Officer
ComplySci
Managing Member
Elizabeth M. Knoblock, PLLC
Co-Editor
Modern Compliance Vol. 1 & 2
Chief Customer Officer
ComplySci
Senior Director, Consulting
NRS, a ComplySci Company
Consultant
NRS, a ComplySci Company
Consultant
RIA in a Box
Vice President,
Consulting and Education
NRS, a ComplySci Company
Vice President, Head of
U.S. Wealth Compliance
CI Financial
Partner
Stradley Ronon Stevens
& Young LLP
Consultant
NRS, a ComplySci Company
Senior Consultant
NRS, a ComplySci Company
Chief Compliance Officer
Garden State Securities
Consultant
NRS, a ComplySci Company
Consultant
RIA in a Box
Partner
Eversheds Sutherland (US) LLP
Director of IA Compliance
DFPG Investments, LLC