See some of the industry regulators and compliance experts who presented at ComplyConnect Conference & Expo 2024.
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Chief Counsel,
Office of Investor Education and Advocacy
U.S. Securities & Exchange Commission
Investment Adviser/Investment Company Program Director
U.S. Securities & Exchange Commission
Flagstar Bank
Investment Adviser Association
Faegre Drinker Biddie & Reath LLP
AdviserCyber
EP Wealth Advisors
COMPLY
Harris Associates
COMPLY
Osaic
CIPM
Moelis & Company LLC
COMPLY
K&L Gates LLP
Smarsh
The Mather Group
COMPLY
PGIM Fixed Income
ZenLedger
COMPLY
Texas State Securities Board
COMPLY
K&L Gates
Elizabeth M. Knoblock
Capital Advisors, Inc.
Modern Compliance Vol. 1 & 2
COMPLY
COMPLY
COMPLY
InvesterCOM Inc.
Amazon
Texas State Securities Board
COMPLY
Amazon
COMPLY
DLA Piper
COMPLY
COMPLY
COMPLY
Eversheds Sutherland (US) LLP
Travelers
DFPG Investments, LLC
Carlton Fields