2023 Speakers

See some of the industry regulators and compliance experts who presented at ComplyConnect Conference & Expo 2023.

Learn more

Keynote Speakers

 
M. Owen Donley III
M. Owen Donley III

Chief Counsel,
Office of Investor Education and Advocacy
U.S. Securities & Exchange Commission

Cindy Eson
J. Cindy Eson

Associate Regional Director, Division of Examinations,
Los Angeles Regional Office
U.S. Securities & Exchange Commission

 

All Speakers

Karen Aavik
Karen Aavik

Flagstar Bank

Jessica Alvarez
Jessica Alvarez

COMPLY

Cassandra Borchers
Cassandra Borchers

Thompson Hine LLP

Jeff Blumberg
Jeff Blumberg

Faegre Drinker Biddie & Reath LLP

Michael Cocanower
Michael Cocanower

AdviserCyber

Mario Chilin
Mario Chilin

EP Wealth Advisors

Tom Coonan
Tom Coonan

COMPLY

Robert Cruz
Robert Cruz

Smarsh

Mederic Daigneault
Mederic Daigneault

Carlton Fields

Karen DeFreitas
Karen DeFreitas

Moelis & Company LLC

Annemarie Donegan
Annemarie Donegan

PitchBook

Ken Dunn
Ken Dunn

Jamboree Securities Consulting

Torian Erker
Torian Erker

Mercer Global Advisors

Matt Fitzgerald
Matt Fitzgerald

PGIM Fixed Income

John Gebauer
John Gebauer

COMPLY

Jonte Harrell
Jonté Harrell

ZenLedger

Ann Hauerland
Ann Hauerland

COMPLY

Ryan Hinson
Ryan Hinson

Securities and Exchange Commission (LARO)

Kelly Igoe
Kelly Igoe

COMPLY

Helen Johnson
Helen Johnson

COMPLY

Elizabeth M. Knoblock
Elizabeth M. Knoblock

Elizabeth M. Knoblock

Sanjay Lamba
Sanjay Lamba

Investment Adviser Association

Will Littrell
Will Littrell

COMPLY

David Lui
David Lui

Modern Compliance Vol. 1 & 2

Ish Manzanares
Ish Manzanares

COMPLY

Max Mejiborsky
Max Mejiborsky

COMPLY

Hovig Melkonian
Hovig Melkonian

COMPLY

Larry Nakamuran
Larry Nakamura

CORIENT

Parham Nasseri
Parham Nasseri

InvesterCOM Inc.

Janice Powell
Janice Powell

DFPG Investments, LLC

Nicole Del Rosario
Nicole Del Rosario

COMPLY

David Solander
David Solander

McDermott Will & Emery

Larry Stadulis
Larry Stadulis

Stradley Ronon Stevens & Young LLP

Amber Tatman
Amber Tatman

COMPLY

Kevin Turton
Kevin Turton

MMA Securities

Nathaniel Segal
Nathaniel Segal

Vedder Price P.C.

Rob Stirling
Rob Stirling

Retired COMPLY Executive Assistant

John Van Der Wal
John Van Der Wal

COMPLY

Jason Vinsonhaler
Jason Vinsonhaler

COMPLY

John Walsh
John Walsh

Eversheds Sutherland (US) LLP

James Warren
James Warren

Travelers

Craig Watanabe
Craig Watanabe

DFPG Investments, LLC