Conference & Expo

November 8-10, 2022

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Learn / Share / Connect

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Featured keynote speakers

keynote speaker admiral william h mcraven, usn
Adm. William H. McRaven, USN (Ret.)
keynote speaker richard r. best sec
Richard R. Best, SEC

Why ComplyConnect?

Education. Training. Industry insight. It all comes together at the ComplyConnect Conference and Expo. Take a front row seat to the latest news and trends shaping compliance, risk and governance, and hear direct from renowned industry leaders and regulatory authorities as they discuss the future of compliance and regulation.

The first annual ComplyConnect Conference and Expo answers a very real need within the compliance industry, providing the opportunity to connect and engage with peers and industry leaders in a manner that hasn’t been offered in the past. Experience unparalleled access to the resources and support you need to mitigate risk and remain in compliance today and tomorrow.

Trust us, you won’t want to miss this.

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“The ComplySci portfolio of companies has witnessed firsthand the evolution of regulatory compliance, most acutely in the last few years as compliance professionals have faced an avalanche of increased risk and regulatory enforcement.
As our family of firms continues to grow, we wanted to build on the success of the long-standing NRS fall conference to create an all-encompassing industry event, one which addresses the needs of our industry in a way that hasn’t been done in the past. Because although incredibly critical to the long-term success of firms, there are not a lot of opportunities for chief compliance officers and their teams to connect and engage in discussions. The first-ever ComplyConnect Conference and Expo will provide them with a chance to do just that.”
complysci portfolio of firms

Why should you attend?

This event is designed to facilitate discussion among compliance and risk stakeholders from top financial organizations. The ComplyConnect Conference and Expo will include:

Investment Adviser Certified Compliance Professional (IACCP®) accredited educational sessions designed specifically for compliance professionals, executive leaders and more.

Discussions led by industry regulators and compliance experts regarding the challenges and risks being faced in today's regulatory landscape.

Roundtable topics and workshops that let you dig into the nitty-gritty with a select group of your peers.

Active compliance analysis exploration with experts to ensure you are prepared for tomorrow's challenges.

Exhibitors from top compliance resources, providing you with insight into how their solution can help your program continue to mitigate risk.

Networking opportunities with industry peers from around the country.

View the Agenda!

Nominate your peers for the first annual ComplyConnect awards!

Know an innovator or leader who has helped change the industry this year?
Think a fellow compliance organization deserves some recognition? Nominations are open now!

Nominate them now!

Location information

Secluded in the rolling hill country of Austin, Texas, the 4,000 acre newly-renovated Omni Barton Creek Resort & Spa is the ultimate retreat. Whether you want to relax under the care of our trained masseuses, play a round of some of the best golf in the country, or experience everything the "Live Music Capital of the World" has to offer, we'll provide you the perfect accommodations for romantic weekend getaways, golf retreats and memorable family vacations alike.

Book your reservation!

Hotel rate: $360 nightly

All reservations must be guaranteed by a valid credit card at the time of booking, and a one night's stay plus tax deposit is due at the time of booking. Any guaranteed reservation not cancelled 72 hours prior to the arrival date will be subject to a one night room and tax cancellation fee.

The prevailing resort charge will apply to all group rooms.

Omni Barton Creek Resort & Spa is located near the following airports:

About 18 miles/30 minutes from Austin-Bergstrom International Airport (AUS)
About 213 miles/4 hours from Dallas/Fort Worth Airport (DFW)

Self Parking:
Complimentary valet parking for Bob’s Steak & Chophouse, Blind Salamander Kitchen & Bar and Mokara Spa with valid receipt.

Overnight Valet:
$37 plus tax per night.

Day Valet:
0-4 hours - $12 plus tax;
4-8 hours - $24 plus tax;
8+ hours - $37 plus tax

The best and most interesting events the area has to offer:

Full-service Mokara Spa & Salon
This sanctuary draws inspiration from nearby waterways, creeks and springs that features 17 spa treatment rooms, couples' treatments and more.

Championship Golf Courses
Play like the pros on four championship courses designed around the tranquility of our scenic setting.

Culinary Adventures
Omni Barton Creek Resort & Spa features seven restaurant concepts on-property to satisfy guests' hunger any time of day.


Phone: (512) 329-4000
Concierge: (512) 329-4539

 Book by:

Oct. 14, 2022

Don't miss out! Register now for this one-of-a-kind conference experience.

Register Now!